FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/25/2019 |
3. Issuer Name and Ticker or Trading Symbol
PELOTON INTERACTIVE, INC. [ PTON ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (1) | (1) | Class A Common Stock | 10,340,864(2) | 0 | I | By Subsidiary(3) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Each share of Class B common stock is convertible at any time at the option of Comcast Corporation into one share of Class A common stock. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain events specified in the Issuer's sixth amended and restated certificate of incorporation. Subject to such automatic conversion, the shares of Class B common stock have no expiration date. |
2. Based on the Issuer's Form S-1/A filed with the U.S. Securities and Exchange Commission (the "SEC") on September 10, 2019 (the "Form S-1"), Comcast's holding of shares of Class B common stock is deemed to represent a beneficial ownership more than 10% of the outstanding shares of Class A common stock. However, based on the Form S-1, Comcast's shares of Class B common stock represent less than 5% of total equity and voting power of all shares of the Issuer's Class A common stock and Class B common stock on a combined basis. |
3. NBCUniversal Media, LLC is a wholly owned subsidiary of NBCUniversal, LLC; Comcast Corporation owns 100% of NBCUniversal, LLC's common equity (through wholly owned subsidiaries). |
/s/ Thomas J. Reid, Senior Executive Vice President, General Counsel and Secretary, Comcast Corporation | 09/25/2019 | |
/s/ Thomas J. Reid, Senior Executive Vice President, NBCUniversal, LLC | 09/25/2019 | |
/s/ Thomas J. Reid, Senior Executive Vice President, NBCUniversal Media, LLC | 09/25/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: | NBCUniversal, LLC |
Address of Joint Filer: | 30 Rockefeller Plaza |
New York, NY 10112 | |
Relationship of Joint Filer to Issuer: | 10% Owner |
Name of Joint Filer: | NBCUniversal Media, LLC |
Address of Joint Filer: | 30 Rockefeller Plaza |
New York, NY 10112 | |
Relationship of Joint Filer to Issuer: | 10% Owner |
Issuer Name and Ticker or Trading Symbol: | Peloton Interactive, Inc. (PTON) |
Date of Earliest Transaction Required | |
to be Reported (Month/Day/Year): | 09/25/2019 |
Designated Filer: | Comcast Corporation |
Signature:
NBCUNIVERSAL, LLC
By: /s/ Thomas J. Reid
Name: Thomas J. Reid
Title: Senior Executive Vice President
Date: September 25, 2019
Signature:
NBCUNIVERSAL MEDIA, LLC
By: /s/ Thomas J. Reid
Name: Thomas J. Reid
Title: Senior Executive Vice President
Date: September 25, 2019